# ETSI TS 138 522 V16.4.0 (2020-07)

## 5G; NR; User Equipment (UE) conformance specification; Applicability of radio transmission, radio reception and radio resource management test cases (3GPP TS 38.522 version 16.4.0 Release 16)

## 5G; NR; User Equipment (UE) conformance specification; Applicability of radio transmission, radio reception and radio resource management test cases (3GPP TS 38.522 version 16.4.0 Release 16)

RTS/TSGR-0538522vg40

### General Information

### Buy Standard

### Standards Content (sample)

ETSI TS 138 522 V16.4.0 (2020-07)

TECHNICAL SPECIFICATION

5G;

NR;

User Equipment (UE) conformance specification;

Applicability of radio transmission, radio reception and radio

resource management test cases

(3GPP TS 38.522 version 16.4.0 Release 16)

---------------------- Page: 1 ----------------------

1 ETSI TS 138 522 V16.4.0 (2020-07)

Reference

RTS/TSGR-0538522vg40

Keywords

ETSI

650 Route des Lucioles

F-06921 Sophia Antipolis Cedex - FRANCE

Tel.: +33 4 92 94 42 00 Fax: +33 4 93 65 47 16

Siret N° 348 623 562 00017 - NAF 742 C

Association à but non lucratif enregistrée à la

Sous-Préfecture de Grasse (06) N° 7803/88

Important notice

The present document can be downloaded from:

http://www.etsi.org/standards-search

The present document may be made available in electronic versions and/or in print. The content of any electronic and/or

print versions of the present document shall not be modified without the prior written authorization of ETSI. In case of any

existing or perceived difference in contents between such versions and/or in print, the prevailing version of an ETSI

deliverable is the one made publicly available in PDF format at www.etsi.org/deliver.

Users of the present document should be aware that the document may be subject to revision or change of status.

Information on the current status of this and other ETSI documents is available at

https://portal.etsi.org/TB/ETSIDeliverableStatus.aspxIf you find errors in the present document, please send your comment to one of the following services:

https://portal.etsi.org/People/CommiteeSupportStaff.aspxCopyright Notification

No part may be reproduced or utilized in any form or by any means, electronic or mechanical, including photocopying

and microfilm except as authorized by written permission of ETSI.The content of the PDF version shall not be modified without the written authorization of ETSI.

The copyright and the foregoing restriction extend to reproduction in all media.© ETSI 2020.

All rights reserved.

DECT™, PLUGTESTS™, UMTS™ and the ETSI logo are trademarks of ETSI registered for the benefit of its Members.

3GPP™ and LTE™ are trademarks of ETSI registered for the benefit of its Members and

of the 3GPP Organizational Partners.oneM2M™ logo is a trademark of ETSI registered for the benefit of its Members and

of the oneM2M Partners.GSM and the GSM logo are trademarks registered and owned by the GSM Association.

ETSI

---------------------- Page: 2 ----------------------

2 ETSI TS 138 522 V16.4.0 (2020-07)

Intellectual Property Rights

Essential patents

IPRs essential or potentially essential to normative deliverables may have been declared to ETSI. The information

pertaining to these essential IPRs, if any, is publicly available for ETSI members and non-members, and can be found

in ETSI SR 000 314: "Intellectual Property Rights (IPRs); Essential, or potentially Essential, IPRs notified to ETSI in

respect of ETSI standards", which is available from the ETSI Secretariat. Latest updates are available on the ETSI Web

server (https://ipr.etsi.org/).Pursuant to the ETSI IPR Policy, no investigation, including IPR searches, has been carried out by ETSI. No guarantee

can be given as to the existence of other IPRs not referenced in ETSI SR 000 314 (or the updates on the ETSI Web

server) which are, or may be, or may become, essential to the present document.Trademarks

The present document may include trademarks and/or tradenames which are asserted and/or registered by their owners.

ETSI claims no ownership of these except for any which are indicated as being the property of ETSI, and conveys no

right to use or reproduce any trademark and/or tradename. Mention of those trademarks in the present document does

not constitute an endorsement by ETSI of products, services or organizations associated with those trademarks.

Legal NoticeThis Technical Specification (TS) has been produced by ETSI 3rd Generation Partnership Project (3GPP).

The present document may refer to technical specifications or reports using their 3GPP identities. These shall be

interpreted as being references to the corresponding ETSI deliverables.The cross reference between 3GPP and ETSI identities can be found under http://webapp.etsi.org/key/queryform.asp.

Modal verbs terminologyIn the present document "shall", "shall not", "should", "should not", "may", "need not", "will", "will not", "can" and

"cannot" are to be interpreted as described in clause 3.2 of the ETSI Drafting Rules (Verbal forms for the expression of

provisions)."must" and "must not" are NOT allowed in ETSI deliverables except when used in direct citation.

ETSI---------------------- Page: 3 ----------------------

3 ETSI TS 138 522 V16.4.0 (2020-07)

Contents

Intellectual Property Rights ................................................................................................................................ 2

Legal Notice ....................................................................................................................................................... 2

Modal verbs terminology .................................................................................................................................... 2

Foreword ............................................................................................................................................................. 4

1 Scope ........................................................................................................................................................ 5

2 References ................................................................................................................................................ 5

3 Definitions, symbols and abbreviations ................................................................................................... 6

3.1 Definitions .......................................................................................................................................................... 6

3.2 Symbols .............................................................................................................................................................. 7

3.3 Abbreviations ..................................................................................................................................................... 7

4 Recommended test case applicability ....................................................................................................... 7

4.0 Test case conditions and selection criteria.......................................................................................................... 9

4.1 RF conformance test cases ............................................................................................................................... 13

4.1.1 FR1 standalone conformance test cases ...................................................................................................... 14

4.1.2 FR2 standalone conformance test cases ...................................................................................................... 25

4.1.3 NR interworking between NR FR1 and NR FR2 and between NR and LTE conformance test cases........ 32

4.1.4 Performance conformance test cases .......................................................................................................... 53

4.2 RRM conformance test cases ........................................................................................................................... 58

Annex A (informative): Change history ............................................................................................... 78

History .............................................................................................................................................................. 79

ETSI---------------------- Page: 4 ----------------------

4 ETSI TS 138 522 V16.4.0 (2020-07)

Foreword

This Technical Specification has been produced by the 3rd Generation Partnership Project (3GPP).

The contents of the present document are subject to continuing work within the TSG and may change following formal

TSG approval. Should the TSG modify the contents of the present document, it will be re-released by the TSG with an

identifying change of release date and an increase in version number as follows:Version x.y.z

where:

x the first digit:

1 presented to TSG for information;

2 presented to TSG for approval;

3 or greater indicates TSG approved document under change control.

y the second digit is incremented for all changes of substance, i.e. technical enhancements, corrections,

updates, etc.z the third digit is incremented when editorial only changes have been incorporated in the document.

The present document is one part of a multi-part Technical Specification (TS) covering the New Radio (NR) User

Equipment (UE) conformance specification, which is divided in the following parts:

3GPP TS 38.521-1 [1]: NR; User Equipment (UE) conformance specification; Radio transmission and reception;

Part 1: Range 1 Standalone;3GPP TS 38.521-2 [2]: NR; User Equipment (UE) conformance specification; Radio transmission and reception;

Part 2: Range 2 Standalone;3GPP TS 38.521-3 [3]: NR; User Equipment (UE) conformance specification; Radio transmission and reception;

Part 3: Range 1 and Range 2 Interworking operation with other radios;3GPP TS 38.521-4 [4]: NR; User Equipment conformance specification; Radio transmission and reception; Part

4: Performance;3GPP TS 38.522: NR; User Equipment (UE) conformance specification; Applicability of RF and RRM

test cases;3GPP TS 38.533 [5]: NR; User Equipment (UE) conformance specification; Radio resource management;

ETSI---------------------- Page: 5 ----------------------

5 ETSI TS 138 522 V16.4.0 (2020-07)

1 Scope

The present document provides the Implementation Conformance Statement (ICS) proforma for 5G New Radio (NR)

User Equipment (UE), in compliance with the relevant requirements.The present document specifies the recommended applicability statement for the test cases included in 3GPP TS

38.521-1 [1], TS 38.521-2 [2], TS 38.521-3 [3], TS 38.521-4 [4] and TS 38.533 [5]. These applicability statements are

based on the features implemented in the UE.Special conformance testing functions can be found in 3GPP TS 38.509 [6] and the common test environments are

included in 3GPP TS 38.508-1 [7]. Common implementation conformance statement (ICS) proforma can be found in

3GPP TS 38.508-2 [8].The present document is valid for UE implemented according to 3GPP releases starting from Release 15 up to the

Release indicated on the cover page of the present document.2 References

The following documents contain provisions which, through reference in this text, constitute provisions of the present

document.- References are either specific (identified by date of publication, edition number, version number, etc.) or

non-specific.- For a specific reference, subsequent revisions do not apply.

- For a non-specific reference, the latest version applies. In the case of a reference to a 3GPP document (including

a GSM document), a non-specific reference implicitly refers to the latest version of that document in the same

Release as the present document unless the context in which the reference is made suggests a different Release is

relevant (information on the applicable release in a particular context can be found in e.g. test case title,

description or applicability, message description or content).[1] 3GPP TS 38.521-1: NR; User Equipment (UE) conformance specification; Radio transmission and

reception; Part 1: Range 1 Standalone[2] 3GPP TS 38.521-2: NR; User Equipment (UE) conformance specification; Radio transmission and

reception; Part 2: Range 2 Standalone[3] 3GPP TS 38.521-3: NR; User Equipment (UE) conformance specification; Radio transmission and

reception; Part 3: Range 1 and Range 2 Interworking operation with other radios[4] 3GPP TS 38.521-4: NR; User Equipment conformance specification; Radio transmission and

reception; Part 4: Performance[5] 3GPP TS 38.533: NR; User Equipment (UE) conformance specification; Radio resource

management[6] 3GPP TS 38.509: 5GS; Special conformance testing functions for User Equipment (UE)

[7] 3GPP TS 38.508-1: 5GS; User Equipment (UE) conformance specification; Part 1: Common test

environment[8] 3GPP TS 38.508-2: 5GS; User Equipment (UE) conformance specification; Part 2: Common

Implementation Conformance Statement (ICS) proforma[9] 3GPP TR 21.905: Vocabulary for 3GPP Specifications

[10] 3GPP TS 36.521-2: Evolved Universal Terrestrial Radio Access (E-UTRA); User Equipment (UE)

conformance specification; Radio transmission and reception; Part 2: Implementation

Conformance Statement (ICS)[11] 3GPP TS 38.331: "NR; Radio Resource Control (RRC) protocol specification".

ETSI

---------------------- Page: 6 ----------------------

6 ETSI TS 138 522 V16.4.0 (2020-07)

3 Definitions, symbols and abbreviations

3.1 Definitions

For the purposes of the present document, the terms and definitions given in TR 21.905 [9] and the following apply. A

term defined in the present document takes precedence over the definition of the same term, if any, in TR 21.905 [9].

EIRP(Link=Link angle, Meas=Link angle): measurement of the UE such that the link angle is aligned with the

measurement angle. EIRP (indicator to be measured) can be replaced by EIS, Frequency, EVM, carrier Leakage, In-

band emission and OBW. Beam peak search grids, TX beam peak direction, and RX beam peak direction can be

selected to describe Link.EIRP(Link=Link angle, Meas=beam peak direction): measurement of the EIRP of the UE such that the

measurement angle is aligned with the beam peak direction within an acceptable measurement error uncertainty.

Implementation Conformance Statement (ICS): statement made by the supplier of an implementation or system

claimed to conform to a given specification, stating which capabilities have been implemented

ICS proforma: document, in the form of a questionnaire, which when completed for an implementation or system

becomes an ICSImplementation extra Information for Testing (IXIT): A statement made by a supplier or implementer of an UEUT

which contains or references all of the information (in addition to that given in the ICS) related to the UEUT and its

testing environment, which will enable the test laboratory to run an appropriate test suite against the UEUT

Inter-band carrier aggregation: Carrier aggregation of component carriers in different operating bands.

NOTE: Carriers aggregated in each band can be contiguous or non-contiguous.Intra-band contiguous carrier aggregation: Contiguous carriers aggregated in the same operating band.

Intra-band non-contiguous carrier aggregation: Non-contiguous carriers aggregated in the same operating band.

IXIT proforma: A document, in the form of a questionnaire, which when completed for an UEUT becomes an IXIT

Protocol Implementation Conformance Statement (PICS): An ICS for an implementation or system claimed to

conform to a given protocol specificationProtocol Implementation eXtra Information for Testing (PIXIT): An IXIT related to testing for conformance to a

given protocol specificationStatic conformance review: A review of the extent to which the static conformance requirements are claimed to be

supported by the UEUT, by comparing the answers in the ICS(s) with the static conformance requirements expressed in

the relevant specification(s)TRP(Link=Link angle): measurement of the TRP of the UE such that the measurement angle is aligned with the beam

peak direction within an acceptable measurement uncertainty. TX beam peak direction and RX beam peak direction can

be selected to describe Link.NOTE: For requirements based on EIRP/EIS, the radiated interface boundary is associated to the far-field region

ETSI---------------------- Page: 7 ----------------------

7 ETSI TS 138 522 V16.4.0 (2020-07)

3.2 Symbols

No specific symbols have been identified so far.

3.3 Abbreviations

For the purposes of the present document, the abbreviations given in TR 21.905 [9] and the following apply. An

abbreviation defined in the present document takes precedence over the definition of the same abbreviation, if any, in

TR 21.905 [9].For the purposes of the present document, the following abbreviations apply:

CA Carrier Aggregation

EN-DC E-UTRA NR-Dual Connection

FR1 Frequency Range 1 (410 MHz - 7125 MHz)

FR2 Frequency Range 2 (24250 MHz - 52600 MHz)

ICS Implementation Conformance Statement

IXIT Implementation eXtra Information for Testing

NR New Radio

PIXIT Protocol Implementation eXtra Information for Testing

SCS System Conformance Statement

SUL Supplementary UpLink

TC Test Case

TRP Total Radiated Power

UEUT User Equipment Under Test

4 Recommended test case applicability

The applicability of each individual test is identified in the tables 4.1.1-1 / 4.1.2-1 / 4.1.3-1 / 4.1.4-1 / 4.2-1 / 4.2-2 / 4.2-

3 / 4.2-4. This is just a recommendation based on the purpose for which the test case was written.

The applicability of every test is formally expressed by the use of Boolean expressions that are based on parameters

(ICS). The parameters (ICS) included in TS 38.508-2 [8] are used in the test case applicability condition without

reference. Parameters (ICS) specified in TS 36.521-2 [10] shall be referred with proper reference.

Selection criteria of tested bands and tested CA configurations for each applicable test is formally expressed using

group theory based on parameters (ICS) included in annex A of TS 38.508-2 [8] without reference.

Additional information related to the Test Case (TC), e.g. affecting its dynamic behaviour or its execution may be

provided as well.The columns in tables 4.1.1-1 / 4.1.2-1 / 4.1.3-1 / 4.1.4-1 / 4.2-1 / 4.2-2 / 4.2-3 / 4.2-4 have the following meaning:

ClauseThe clause column indicates the clause number in TS 38.521-1 [1], TS 38.521-2 [2], TS 38.521-3 [3], TS 38.521-4 [4]

and TS 38.533 [5] that contains the test body.Title

The title column describes the name of the test and contains the clause title of the clause in TS 38.521-1 [1], TS 38.521-

2 [2], TS 38.521-3 [3], TS 38.521-4 [4] and TS 38.533 [5] that contains the test body.

ReleaseThe release column indicates the earliest release from which each test case is applicable. It may also indicate a range of

releases or a single release to which a test case is applicable.ETSI

---------------------- Page: 8 ----------------------

8 ETSI TS 138 522 V16.4.0 (2020-07)

Applicability - Condition

The following notations are used for the applicability column as defined in table 4.0-1:

R recommended - the test case is recommended to all terminals supporting NRO optional - the test case is optional

N/A not applicable - in the given context, the test case is not recommended.

Ci conditional - the test is recommended ("R") or not ("N/A") depending on the support of other

items. "i" is an integer identifying a unique conditional status expression which is defined

immediately following the table. For nested conditional expressions, the syntax "IF ... THEN (IF ...

THEN ... ELSE...) ELSE ..." is used to avoid ambiguities.Applicability - Comments

This comments column contains a verbal description of the condition included in the applicability column.

Tested Bands / CA/DC Configurations SelectionThis column defines a set of bands / CA/DC Configurations the test is to be run for, if the test is applicable. If the set is

empty, the test is considered as not applicable.The following notations are used in the tested bands selection column:

Di Derive the set based on Band Selection Criteria Di defined in table 4.0-2.

Ei Derive the set based on CA/DC Configurations Selection Criteria Ei defined in table 4.0-3.

TBD Band selection not defined at this time, in the meantime test all Bands / CA/DC Configurations

Text For more complex selection criteria, or if the criteria are already specified somewhere else in the

spec, text reference to the clause is given.Branch

This column contains indication if the test case may perform differently depending on the UE capabilities.

NOTE 1: To meet the validation requirements from certification bodies then there is a need to uniquely reference

the PCx branch (i.e. different behaviour within one and the same TC, x=1,2,3,4) of common PCx RF test

cases in table 4.1.1-1, table 4.1.2-1 and table 4.1.3-1. The PCx branches of common PCx test cases can be

referenced by amending a "PCx" suffix to the test case clause number. For example for test case 6.2.1 the

PC3 and PC2 branches can be identified by "6.2.1_PC3" and "6.2.1_PC2".NOTE 2: To meet the validation requirements from certification bodies then there is a need to uniquely reference

the 2Rx (UE supports 2 Rx antenna ports in the tested band) and 4Rx (UE supports 4 Rx antenna ports in

the tested band) branch of common 2Rx and 4Rx RF/RRM test cases in table 4.1.1-1, table 4.1.2-1 and

table 4.1.3-1. The 2Rx and 4Rx branches of common 2Rx and 4Rx test cases can be referenced by

amending a "2Rx" or "4Rx" suffix to the test case clause number. For example for test case 7.3.2 the 2Rx

and 4Rx branches can be identified by "7.3.2_2Rx" and "7.3.2_4Rx". When the branch is “2RX, 4RX” or

“xxx_2RX, xxx_4RX”, requirements of 2RX are tested for 2RX capability UE and requirements of 4RX

are tested for 4RX capability UE.Additional Information

This column contains indication if the test case may perform differently depending on the UE capabilities and the

measurement execution.NOTE 1: To meet the validation requirements from certification bodies then there is a need to uniquely reference

the FDD and TDD branch (i.e. different behaviour within one and the same TC) of common FDD and

TDD RF test cases in table 4.1-1. The FDD and TDD branches of common FDD and TDD test cases can

be referenced by amending a "FDD" or "TDD" suffix to the test case clause number.

ETSI---------------------- Page: 9 ----------------------

9 ETSI TS 138 522 V16.4.0 (2020-07)

Editor’s note: The above description will be updated when necessary, for example 1Tx and 2Tx differentiation.

4.0 Test case conditions and selection criteriaFor the purposes of the present document, the applicability of conformance test cases conditions given in Table 4.0-1

apply. The ICS proformas used in Table 4.0-1 are defined in TS 38.508-2 [8] unless otherwise stated.

ETSI---------------------- Page: 10 ----------------------

10 ETSI TS 138 522 V16.4.0 (2020-07)

Table 4.0-1: Applicability of conformance test cases conditions

ETSI

---------------------- Page: 11 ----------------------

11 ETSI TS 138 522 V16.4.0 (2020-07)

C001 IF (A.4.1-1/1 OR A.4.1-1/2) AND A.4.1-2/7 AND A.4.1-3/1 THEN R ELSE N/A

C002 IF (A.4.1-1/1 OR A.4.1-1/2) AND A.4.1-2/7 AND A.4.1-3/1 AND (A.4.1-2/3 OR A.4.1-2/5) THEN R ELSE

N/AC003 IF (A.4.1-1/1 OR A.4.1-1/2) AND A.4.1-2/7 AND A.4.1-3/1 AND (A.4.3.2-1/14 OR A.4.3.2-1/15) THEN R

ELSE N/AC004 IF (A.4.1-1/1 OR A.4.1-1/2) AND A.4.1-2/7 AND A.4.1-3/1 AND (A.4.1-4A/1 OR A.4.1-4A/2 OR A.4.1-

4A/5) AND A.4.3.2A.1-2/1 THEN R ELSE N/AC005 IF (A.4.1-1/1 OR A.4.1-1/2) AND A.4.1-2/7 AND A.4.1-3/1 AND A.4.1-4A/5 AND A.4.1-2/4 AND

A.4.3.2A.1-1/1 AND A.4.1-3/1 THEN R ELSE N/AC006 IF A.4.1-1/2 AND A.4.1-2/8 AND (A.4.1-3/1 OR A.4.1-3/4) THEN R ELSE N/A

C007 IF A.4.1-1/2 AND A.4.1-2/8 AND (A.4.1-3/1 OR A.4.1-3/4) AND A.4.3.2-1/22 THEN R ELSE N/A

C008 IF A.4.1-1/2 AND A.4.1-2/8 AND (A.4.1-3/1 OR A.4.1-3/4) AND NOT(A.4.3.2-1/22) THEN R ELSE N/A

C009 IF (A.4.1-1/1 OR A.4.1-1/2) AND (A.4.1-3/2 OR A.4.1-3/3 OR A.4.1-3/5) AND A.4.1-4/1 THEN R ELSE

N/AC009m IF (A.4.1-1/1 OR A.4.1-1/2) AND (A.4.1-3/2 OR A.4.1-3/3 OR A.4.1-3/5) AND A.4.1-4/1 AND A.4.3.2-1/25

THEN R ELSE N/AC010 IF (A.4.1-1/1 OR A.4.1-1/2) AND (A.4.1-3/2 OR A.4.1-3/3 OR A.4.1-3/5) AND A.4.1-4/2 THEN R ELSE

N/AC010m IF (A.4.1-1/1 OR A.4.1-1/2) AND (A.4.1-3/2 OR A.4.1-3/3 OR A.4.1-3/5) AND A.4.1-4/2 AND A.4.3.2-1/25

THEN R ELSE N/AC011 IF (A.4.1-1/1 OR A.4.1-1/2) AND (A.4.1-3/2 OR A.4.1-3/3 OR A.4.1-3/5) AND A.4.1-4/3 THEN R ELSE

N/AC011m IF (A.4.1-1/1 OR A.4.1-1/2) AND (A.4.1-3/2 OR A.4.1-3/3 OR A.4.1-3/5) AND A.4.1-4/3 AND A.4.3.2-1/25

THEN R ELSE N/AC012 IF (A.4.1-1/1 OR A.4.1-1/2) AND (A.4.1-3/2 OR A.4.1-3/3 OR A.4.1-3/5) AND A.4.1-4/4 THEN R ELSE

N/AC012m IF (A.4.1-1/1 OR A.4.1-1/2) AND (A.4.1-3/2 OR A.4.1-3/3 OR A.4.1-3/5) AND A.4.1-4/4 AND A.4.3.2-1/25

THEN R ELSE N/AC013 IF (A.4.1-1/1 OR A.4.1-1/2) AND (A.4.1-3/2 OR A.4.1-3/3 OR A.4.1-3/5) AND (A.4.1-4/3 OR A.4.1-4/4)

THEN R ELSE N/AC014 IF (A.4.1-1/1 OR A.4.1-1/2) AND (A.4.1-3/2 OR A.4.1-3/3 OR A.4.1-3/5) AND (A.4.1-4/1 OR A.4.1-4/2 OR

A.4.1-4/3 OR A.4.1-4/4) THEN R ELSE N/AC015 IF A.4.1-1/1 AND (A.4.1-3/1 OR A.4.1-3/2 OR A.4.1-3/3 OR A.4.1-3/4 OR A.4.1-3/5) THEN R ELSE N/A

C015a IF A.4.1-1/1 AND (A.4.1-3/1 OR A.4.1-3/2 OR A.4.1-3/3 OR A.4.1-3/4 OR A.4.1-3/5) AND A.4.3.9-1/1

THEN R ELSE N/AC015c IF A.4.1-1/1 AND (A.4.1-3/1 OR A.4.1-3/2 OR A.4.1-3/3 OR A.4.1-3/4 OR A.4.1-3/5) AND A.4.3.2-1/20

THEN R ELSE N/AC016 IF A.4.1-1/2 AND (A.4.1-3/1 OR A.4.1-3/2 OR A.4.1-3/3 OR A.4.1-3/4 OR A.4.1-3/5) THEN R ELSE N/A

C016a IF A.4.1-1/2 AND (A.4.1-3/1 OR A.4.1-3/2 OR A.4.1-3/3 OR A.4.1-3/4 OR A.4.1-3/5) AND A.4.3.9-1/1

THEN R ELSE N/AC017 IF A.4.1-1/1 AND (A.4.1-3/1 OR A.4.1-3/2 OR A.4.1-3/3 OR A.4.1-3/4 OR A.4.1-3/5) AND (NOT A.4.3.9-

1/2 AND A.4.3.9-4/7 OR (A.4.3.9-4/1 OR A.4.3.9-4/2 OR A.4.3.9-4/3 OR A.4.3.9-4/66)) THEN R ELSE

N/AC017a IF A.4.1-1/1 AND (A.4.1-3/1 OR A.4.1-3/2 OR A.4.1-3/3 OR A.4.1-3/4 OR A.4.1-3/5) AND (NOT A.4.3.9-

1/2 AND A.4.3.9-4/7 OR (A.4.3.9-4/1 OR A.4.3.9-4/2 OR A.4.3.9-4/3 OR A.4.3.9-4/66)) AND A.4.3.9-1/1

THEN R ELSE N/AC017c IF A.4.1-1/1 AND (A.4.1-3/1 OR A.4.1-3/2 OR A.4.1-3/3 OR A.4.1-3/4 OR A.4.1-3/5) AND (NOT A.4.3.9-

1/2 AND A.4.3.9-4/7 OR (A.4.3.9-4/1 OR A.4.3.9-4/2 OR A.4.3.9-4/3 OR A.4.3.9-4/66)) AND A.4.3.2-1/20

THEN R ELSE N/AC018 IF (A.4.1-1/1 OR A.4.1-1/2) AND A.4.1-2/7 AND A.4.1-3/1 AND 4.3.2-1/9 THEN R ELSE N/A

C019 IF A.4.1-1/2 AND (A.4.1-3/1 OR A.4.1-3/2 OR A.4.1-3/3 OR A.4.1-3/4 OR A.4.1-3/5) AND (NOT A.4.3.9-

1/2 AND (A.4.3.9-4/38 OR A.4.3.9-4/41 OR A.4.3.9-4/77 OR A.4.3.9-4/78 OR A.4.3.9-4/79) OR (A.4.3.9-

4/34, A.4.3.9-4/39 OR A.4.3.9-4/40 OR A.4.3.9-4/48 OR A.4.3.9-4/70)) THEN R ELSE N/A

C019a IF A.4.1-1/2 AND (A.4.1-3/1 OR A.4.1-3/2 OR A.4.1-3/3 OR A.4.1-3/4 OR A.4.1-3/5) AND (NOT A.4.3.9-

1/2 AND (A.4.3.9-4/38 OR A.4.3.9-4/41 OR A.4.3.9-4/77 OR A.4.3.9-4/78 OR A.4.3.9-4/79) OR (A.4.3.9-

4/34, A.4.3.9-4/39 OR A.4.3.9-4/40 OR A.4.3.9-4/48 OR A.4.3.9-4/70)) AND A.4.3.9-1/1 THEN R ELSE

N/AC020 IF (A.4.1-1/1 OR A.4.1-1/2) AND (A.4.1-3/2 OR A.4.1-3/3 OR A.4.1-3/5) THEN R ELSE N/A

C021 IF (A.4.1-4/1 OR A.4.1-4/2 OR A.4.1-4/3 OR A.4.1-4/5) AND A.4.1-3/2 THEN R ELSE N/A

C022 IF (A.4.1-4/4 AND OR A.4.1-4/5) A.4.1-3/2 THEN R ELSE N/AC023 IF A.4.1-4/5 AND A.4.1-3/2 THEN R ELSE N/A

C024 IF A.4.1-1/1 AND A.4.1-2/7 AND A.4.1-3/1 THEN R ELSE N/A

C025 IF ((A.4.1-1/1 AND [10]A.4.1-1/1) OR (A.4.1-1/1 AND [10]A.4.1-1/2) OR (A.4.1-1/2 AND [10]A.4.1-1/1) OR

(A.4.1-1/2 AND [10]A.4.1-1/2)) AND A.4.1-3/1 THEN R ELSE N/AC026 IF (A.4.1-4/1 OR A.4.1-4/2 OR A.4.1-4/3 OR A.4.1-4/5) AND A.4.1-3/2 AND 4.3.6-1/11 THEN R ELSE N/A

C027 IF (A.4.1-1/1 OR A.4.1-1/2) AND A.4.1-3/1 THEN R ELSE N/AC028 IF (A.4.1-1/1 OR A.4.1-1/2) AND A.4.1-3/1 AND 4.3.6-1/11 THEN R ELSE N/A

ETSI

---------------------- Page: 12 ----------------------

12 ETSI TS 138 522 V16.4.0 (2020-07)

C029 IF (A.4.1-1/1 OR A.4.1-1/2) AND A.4.1-3/1 AND 4.3.2-1/9 THEN R ELSE N/A

C030 IF (A.4.1-4/1 OR A.4.1-4/2 OR A.4.1-4/3 OR A.4.1-4/5) AND A.4.1-3/2 AND 4.3.2-1/9 THEN R ELSE N/A

C031 IF (A.4.1-1/1 OR A.4.1-1/2) AND A.4.1-2/7 AND A.4.1-3/1 AND (A.4.1-4A/1 OR A.4.1-4A/2 OR A.4.1-

4A/5) AND A.4.3.2A.1-1/1 THEN R ELSE N/AC032 IF (A.4.1-4/1 OR A.4.1-4/2 OR A.4.1-4/3 OR A.4.1-4/5) AND A.4.1-3/2 AND (A.4.1-2/3 OR A.4.1-2/5)

THEN R ELSE N/AC033 IF (A.4.1-1/1 OR A.4.1-1/2) AND A.4.1-2/7 AND A.4.1-3/1 AND (A.4.1-4A/1 OR A.4.1-4A/2 OR A.4.1-

4A/5) AND A.4.3.2A.1-1/2 THEN R ELSE N/AC034 IF (A.4.1-1/1 OR A.4.1-1/2) AND A.4.1-2/7 AND A.4.1-3/1 AND A.4.3.6-1/6 THEN R ELSE N/A

C035 IF (A.4.1-4/1 OR A.4.1-4/2 OR A.4.1-4/3 OR A.4.1-4/5) AND A.4.1-3/2 AND A.4.3.6-1/6 THEN R ELSE

N/AC036 IF (A.4.1-1/1 OR A.4.1-1/2) AND A.4.1-2/7 AND A.4.1-3/1 AND (A.4.1-4A/1 OR A.4.1-4A/2 OR A.4.1-

4A/5) AND A.4.3.2A.1-1/3 THEN R ELSE N/ANOTE 1: Cxxxa applicability is defined for enhanced type X receiver for NR related tests.

NOTE 2: Cxxxc applicability is defined for alternative additional DMRS position for co-existence with LTE CRS related

tests.NOTE 3: Cxxxm applicability is defined for modified MPR behaviour related test.

For the purposes of the present document, the tested bands selection criteria given in Table 4.0-2 apply. The ICS

proformas used in Table 4.0-2 are defined in TS 38.508-2 [8] unless otherwise stated.

Table 4.0-2: Tested Bands Selection CriteriaCode Tested Bands Selection Criteria Comment

D001 (A.4.3.1-1 OR A.4.3.1-2) AND NOT (A.4.3.1-5 All supported FR1 Bands without SUL/SDL

OR A.4.3.1-6) bandsD002 A.4.3.1-4 All supported FR1 PC2 Bands

D003 A.4.3.1-5 All supported FR1 SUL Bands

D004 {1,2,3,5,7,8,12,20,25,28,34,38,39,40,41,50,51,65 UE supported bands among

,66,70,71,74,75,76} n1,n2,n3,n5,n7,n8,n12,n20,n25,n28,n34,n38,n

39,n40,n41,n50,n51,n65,n66,n70,n71,n74,n75,

n76

D005 A.4.3.1-3 All supported FR2 Bands

D006 A.4.3.1-1 OR A.4.3.1-2 All supported FR1 Bands

D007 A.4.3.1-1 OR A.4.3.1-2 OR A.4.3.1-3 All supported NR Bands

**...**

## Questions, Comments and Discussion

## Ask us and Technical Secretary will try to provide an answer. You can facilitate discussion about the standard in here.